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Summary of Resource Paper Compendium

Update on the Physician Workforce

August 2000


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A. "ESTIMATES OF PHYSICIANS NEEDED TO SUPPLY UNDERSERVED AMERICANS ADEQUATELY UNTIL UNIVERSAL COVERAGE"
by Donald Libby, Ph.D. and David Kindig, M.D., Ph.D.

A key feature of this paper is the authors' disaggregation of the United States into five distinct county types, as follows:

  • METRO-CORE - Central counties in metropolitan areas that have a population of one million or greater.
  • METRO-FRINGE - Fringe counties in metropolitan areas that have a population of one million or greater, or alternatively, non-metropolitan counties with an urban population of 20,000 or more adjacent to a metropolitan area.
  • SMALL CITY - Counties in metropolitan areas that have a population of fewer than one million, or alternatively, non-metropolitan counties with an urban population of 20,000 or more NOT adjacent to a metropolitan area.
  • RURAL - Non-metropolitan counties with an urban population between 2,500 and 20,000.
  • SPARSE - Non-metropolitan counties with an urban population of fewer than 2,500.

The authors' surveyed experts in the field of physician workforce planning and analysis for the purpose of eliciting their opinion as to the number of generalists per 100,000 needed to provide (a) an "adequate" and (b) a "minimal" level of physician availability by county type. The responses received from those who responded are shown in Table 1. These standards differ somewhat from the range of 60 to 80 generalist physicians per 100,000 recommended by COGME in its Eighth Report (1996).3

The "expert-based" requirements standards were compared to the corresponding supply figures for 1995. Supply, as in the case of requirements, was subdivided by county type; however, for counties classified as metro-core, the authors provided a further breakdown by poverty versus non-poverty tract, to reflect the reality that physician supply within large counties is not necessarily uniformly distributed. The distinction between poverty and non-poverty tracts was defined by the percentage of households below the Federal poverty line, with 20% used as the defining threshold. The relevant supply numbers are shown in Table 1.

 

Table 1 Number of Generalist Physicians* per 100,000 Population [D]

Comparing these figures to the "expert-average" requirements shown in Table 1, the authors conclude that there existed in 1995 a severe deficit in generalist availability in all but the non-poverty tracts of metro-core counties. Applying the observed deficit per 100,000 for each county type to the corresponding population count for that county type, then summing across county types, they arrived at an estimated deficit for the Nation of 15,441. Had the COGME high figure of 80 per 100,000 been used in place of the expert averages, the estimated deficit would have been 41,359; had the low figure of 60 per 100,000 been used, it would have been 7,676.

The authors then conducted a sensitivity analysis to observe how much greater (or smaller) these deficits would be were the Nation's health care insurance coverage or staffing patterns to change in prescribed ways. This was done by applying the Health Resources and Services Administration/Bureau of Health Professions' Integrated Requirements Model4 to each of the scenarios defined earlier to determine how many more (or fewer) generalists would be needed in the year 2005 compared to 1995.

The scenarios, previously defined by an expert workgroup formed jointly by COGME and the National Advisory Council on Nursing Education and Practice (NACNEP),5 are described in Table 2.

Table 2 Changes in Generalist Physician Staffing Patterns - Six Scenarios[D]

The model produced the following percentages which ranged from 10.4% for Scenario 1 to a high of 22.7% for Scenario 5 with Scenario 6 showing a decline of 2.2%. Little difference in percentage change is seen between Scenarios 1, 2, and 3, with Scenarios 4 and 5 running roughly 10% higher.

The 10.4% increase in requirements in the case of Scenario 1, which was due to population growth and aging, was abstracted from each of the other percentages shown, thus arriving at an estimate of the incremental impact associated solely with the changes in insurance coverage and health care staffing patterns postulated in Scenarios 2 through 6. The resulting incremental measures of impact are as follows:

Scenario 2 .........1.1%
Scenario 3 .........1.7%
Scenario 4 .........9.9%
Scenario 5 .........12.3%
Scenario 6 .........MINUS 12.6%
The authors: 1) applied as adjustment factors to the three per capita physician requirement stand-ards the respective expected percentage change for the appropriate scenario generated by the IRM, 2) subtracted the requirement from the per capita physician supply for the area, 3) multiplied that result by the respective geographic area's population to obtain the required number of physicians, 4) then summed across the geographic areas any deficits so derived. The numbers that they arrived at, representing the implied deficit for each separate scenario under three different sets of requirements standards, are shown in Table 3. Variations by requirements standard are seen to be great; those by scenario are relatively minor. See Table 4 for a description of adjustment methodology.

Table 3 Summary of Deficits in Number of Generalist Physicians Reported for Each of Scenarios 1 Through 6[D]


Table 4 Description of Adjustment Methodology[D]

Lastly, the authors applied the described methodology on a county-by-county basis rather than merely by county type, thereby negating the possibility that surpluses in some counties might cause deficits in others to go unnoticed. The result of this expanded effort, shown in Appendix B of their paper, was to increase the deficits associated with Scenario 1 in the following manner:

  • In the COGME high requirements case, the deficit went from 41,359 to 52,916.
  • In the expert-average case, it went from 15,441 to 29,160.
  • In the COGME low requirements case, it went from 7,676 to 19,032.

While not able to quantify precisely the need to increase the National Health Service Corps (NHSC), the authors noted that COGME could reasonably recommend relieving some of the deficit with the NHSC, or some combination of public and private efforts. They ended their paper with the following conclusions and recommendations:

  • Because even a finely-grained analysis on a county-by-county basis is subject to the criticism that health care providers may be immediately available on the other side of the county line, a set of well-defined Primary Care Service Areas, similar to the Hospital Service Areas of Makuc and Kleinman,6 is needed.
  • Additional work needs to done to refine the requirements standards for different types of areas.
  • Better data and methods of locating where physicians practice, particularly in metro-core areas, and where physicians have more than one practice location, are needed.
  • Economic modeling is needed to determine the extent to which expanded insurance coverage will reduce the need for "public safety net" physician programs.


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